- •General aspects
- •Introduction
- •Single particle
- •General aspects
- •Traps
- •Many particles
- •Basics of second quantization
- •Bosons
- •Fermions
- •Single particle operator
- •Two particle operator
- •Bosons
- •Free Bose gas
- •General properties
- •BEC in lower dimensions
- •Trapped Bose gas
- •Parabolic trap
- •Weakly interacting Bose gas
- •BEC in an isotr. harmonic trap at T=0
- •Comparison of terms in GP
- •Thomas-Fermi-Regime
- •Fermions
- •Free Fermions
- •General properties
- •Pressure of degenerated Fermi gas
- •Excitations of Fermions at T=0
- •Trapped non-interacting Fermi gas at T=0
- •Weakly interacting Fermi gas
- •Ground state
- •Decay of excitations
- •Landau-Fermi-Liquid
- •Zero Sound
- •Bardeen-Cooper-Shieffer-Theory
- •General treatment
- •BCS Hamiltonian
- •General energy-momentum relation
- •Calculation for section 3.3.1
- •Lifetime and Fermis Golden Rule
- •Bibliography
74 |
CHAPTER 3. FERMIONS |
It turns out that the region of temperatures dT around TC where fluctuations become important can be estimated as
4
dT TC eF (3.238)
This is so small that it cannot be found experimentally.
3.5.2 BCS Hamiltonian
The goal is to modify the HAMILTONian (3.111) in such a way that the BCS relevant terms are clearly visible while other terms (which are not relevant in this context) are put aside. We assume two types of FERMIonswhich we will denote as + and . In this case the interaction part of (3.111) can be written as3
ˆ |
0 |
† † |
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Hint |
= V0å |
ap3+ap4 ap2 ap1+ |
(3.239) |
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pi |
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We are not interested here in the FERMI-liquid type of renormalisations due to the interaction but only for the terms responsible for the COOPER coupling. Since we neglect all other terms we can write
ˆ = ån + † † o+
Hint a p ap+ ap+ap other terms (3.240)
p
We approximate the operator by its mean field value and note, that the first term
destroys a COOPER pair while the second term creates a COOPER pair. |
has to |
be calculated as |
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= jV0jåha p ap+i |
(3.241) |
p |
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This is a HARTREE-FOCK type of equation, i.e. (3.240) and (3.241) have to be solved self-consistently.
We can choose real since a space independent phase would be irrelevant and a space dependent phase would cause a probability flow but we are looking for a stationary ground state solution. Thus we have
Hˆ eff = åp j xpa†p jap j åp |
na p ap+ + a†p+a† |
p o |
(3.242) |
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p2 |
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xp = |
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m = |
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(3.243) |
2m |
2m |
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3for simplicity we now always write p instead of ~p
3.5. BARDEEN-COOPER-SHIEFFER-THEORY |
75 |
This case is different to the one encountered in section (2.3) because here we have
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to calculate H and simultaneously. |
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Again we can make a BOGOLYUBOV transformation |
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† p |
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ap j |
= upa˜ p j |
+ sign( j)vpa˜ † |
p j = (ap+ = upa˜ p+ |
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vpa˜ |
j = |
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(3.244) |
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j = + |
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ap = upap |
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+ vpa |
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p+ |
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The transformation has to be canonical, thus |
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na˜ p j;a˜ p0 j0o = na˜ †p j;a˜ †p0 j0o = 0 |
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(3.245) |
no
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˜ † |
= dpp0dj j0 |
(3.246) |
ap j |
;ap0 j0 |
We again assume the most simple arrangement, i.e.
up = up |
vp = vp |
(3.247) |
and insert the new operators in the FERMI anticommutating relations: |
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nap j;ap0 j0o = na†p j;a†p0 j0o = 0 |
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(3.248) |
no
a |
p j |
;a |
† |
j0 |
u |
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a˜ |
j; |
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(3.249) |
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p0 |
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a˜ † |
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+ sign( j0)v |
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= |
upap j |
+ sign( j)vpa |
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p |
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= upup0dpp0dj j0 + sign( j)sign( j0)vpvp0dpp0dj j0 |
(3.250) |
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p |
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j0 |
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= d |
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j j0 |
(u2 |
+ v2 ) |
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(3.251) |
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pp0 |
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Thus we have the requirement that |
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u2p + v2p = 1; |
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(3.252) |
which means that up and vp have to be expressed as sine and cosine. Finally the transformed HAMILTONian has to have the following form
ˆ |
˜ † ˜ |
(3.253) |
Heff |
= E0 + åepap jap j |
p j
The coefficients up and vp can be calculated from the dynamics of the system. To this end we calculate
hHˆ eff;a˜ p ji = på0 j0 |
ep0 |
a˜ †p0 j0a˜ p0 j0a˜ p j a˜ p ja˜ †p0 j0a˜ p0 j0 |
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(3.254) |
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= på0 j0 |
ep0 |
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a˜ †p0 j0a˜ p j |
+ |
a˜ p ja˜ †p0 j0 |
a˜ p0 j0 |
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(3.255) |
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= epa˜ p j |
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=d |
p{zp0 |
dj j0 |
} |
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(3.256) |
76 |
CHAPTER 3. FERMIONS |
The other commutator we do not need to calculate because
hHˆ eff;a˜ †p ji = hHˆ eff;a˜ p ji† |
= epa˜ †p j |
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Now let’s use this to calculate the commutator |
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hHˆ eff;ap ji = hHˆ eff;upa˜ p j + sign( j)vpa˜ † |
p† ji |
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˜ |
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= up( ep)ap j + sign( j)vpepa p j |
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p0 |
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=! xpap j åp0 |
a†p0+a† |
p0 ap j ap ja†p0+a† |
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= xpap j åp0 |
a†p0+a† |
p0 ap j |
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d |
pp |
0 |
d |
j+ |
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a† |
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a |
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a† |
0 |
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† 0 |
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p |
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p j |
p |
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= xpap j åp0 |
nap0+a p0 ap j |
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dpp0dj+a† |
p0 † |
+ a†p0+ dp † p0dj |
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= xpap j + dj+a p dj a p+ |
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= xpap j + sign( j)a† |
p j |
p j |
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= xp upa˜ p j + sign( j)vpa˜ † |
o
a† p0 ap j
(3.257)
(3.258)
(3.259)
(3.260)
(3.261)
(3.262)
(3.263)
(3.264)
+ sign( j) upa˜ † p j + sign( j)vpa˜ p j (3.265)
Conferring to (3.259) we get the BOGOLYUBOV-DE GENNES equations:
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epup = xpup vp |
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(3.266) |
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epvp = xpvp + up |
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(3.267) |
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which are solved by |
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ep = q |
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2 + xp2 |
v2p = |
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1 ep |
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(3.268) |
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u2p = |
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1 + ep |
(3.269) |
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1 |
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xp |
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xp |
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The solution is very similar to the BOSE case.
It follows from (3.268) that ep is always positive, ep > 0.
The pairing energy is eF which causes the edges of the FERMI sphere to smear out. The BCS gap in the spectrum can be experimentally observed because
3.5. BARDEEN-COOPER-SHIEFFER-THEORY |
77 |
Figure 3.5: Spectrum of FERMIons with COOPER pairing (left) and plot of u and v as a function of p
the medium is transparent for all external perturbations with frequency w < 2
which couple to single particle excitations. |
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We now want to calculate |
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p i |
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= jV0jåp h upa˜ p vpa˜ †p+ upa˜ p+ + vpa˜ † |
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(3.270) |
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= jV0jåp |
upvp ha˜ p a˜ † |
p i ha˜ †p+a˜ p+i |
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(3.271) |
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= jV0jåupvp(1 2np) |
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(3.272) |
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= V0 |
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å 1 q |
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tanh |
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ep |
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V0 |
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å tanh |
2T |
(3.273) |
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ep2 xp2 |
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ep |
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p 2 |
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ep |
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2T |
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2ep |
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where we used |
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np |
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1 |
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(3.274) |
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ap+ap+ |
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T |
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which is the number of particles involved. Thus we have
tanh |
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ep = q |
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2T |
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1 = jV0jåp |
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2 + xp2 |
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2ep |
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This equation determines (T ). We are mainly interested in the gap near TC, i.e.
1 = V0 |
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å tanh |
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2TC |
(3.276) |
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xp |
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p |
2xp |
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78 |
CHAPTER 3. FERMIONS |
which might become problematic for xp ! 0. To solve this, we have to use the scattering length analogous to (3.125) and rewrite the expression as
1 = 4p~ j j å |
8 |
h |
C i |
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p2 |
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tanh |
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2 a |
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2T |
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2xp |
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∞: |
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; |
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2T |
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dx n(x + eF) |
8 |
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d p p2 |
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2p ~ |
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tanh a(x2 |
:1) |
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+1 ln x 1 tanh(a(x2 1)) ∞ 2 + 1 0x
∞ |
2 |
x + 1 |
cosh2 |
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dx |
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Here we note, that (3.278) converges. In (3.280) we substituted p the definition of the gas parameter
l = |
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n(eF) = |
2jajpF |
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The parameter a is defined as |
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(3.280)
(3.281)
(3.282)
= pFx and used
(3.283)
a = |
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2TC |
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In the last step, we integrated by part and noted, that the main contribution to the integral comes from the Regime
jx2 |
1 |
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1j a ) x 1: |
(3.285) |
3.5. BARDEEN-COOPER-SHIEFFER-THEORY |
79 |
Using this, we have
1 = ln tanh (2a(x 1))j∞0
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2ax |
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dx 2 ln |
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cosh2(a(x2 1))o |
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∞ |
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ln |
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2 Z ∞ |
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cosh (y)= |
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8( |
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∞ dy |
ln(y) ln(4a); |
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= l 2 + ln |
TC Z0 |
dy cosh2(y) |
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2eF |
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Now we want to calculate |
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TC T |
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TC |
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We expect (T ) TC. Therefore we can expand (3.268) |
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ep jxpj+ |
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similar we expand (3.277)
1 = 4p~2jaj å |
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tanh j2Tj |
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xp |
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m p |
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eF dx n(x + eF) |
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tanh |
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; |
9
1=
(3.294)
2 2pm2 ;
(3.295)
80 |
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CHAPTER 3. FERMIONS |
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4p~2 a |
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n(eF)ln |
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pT |
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1 ¶ tanh |
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(3.296)
(3.297)
(3.298)
In (3.296) we used that the integrand is proportional to jxj 3 for large jxj and that we can replace the lower integration boundary by ∞ because the integrand is therefore strongly localized around 0. In the last step we substituted x = T x.
To calculate the last integral, we use the expansion of the hyperbolic tangent:
tanh |
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p2(2n + 1)2 + x2 |
If we use (3.299) to calculate the last addend of (3.298) we get
4 Z0 |
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1 ¶ |
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cos2(f) cos4 |
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(3.299)
(3.300)
(3.301)
(3.302)
(3.303)
(3.304)
We used the substitutions x = p(2n +1)+y and y = tan(f). The sum is calculated analougsly to (3.24).
Furthermore we are interested at temperatures T around TC (3.292) so we can
3.5. BARDEEN-COOPER-SHIEFFER-THEORY |
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81 |
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approximate (3.298) as |
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{z3:06 |
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The pairing energy grows rather rapidly if temperature is lowered. Now we want to look at the other extreme, i.e. (T = 0) 0. If we subtract (3.275) at T = 0 from (3.276)
4p~2 |
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we get
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Z0 |
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(3.308)
(3.309)
(3.310)
(3.311)
(3.312)
(3.313)
82
n
= n(eF)
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CHAPTER 3. FERMIONS |
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ln(x)tanh(x)1 |
∞ |
0ln |
2x + sx2 + |
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+ Z dx ln(x) cos2(x)
= n(eF) ln(2) ln
= n(eF)ln TCp
0g
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+ ln |
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4g |
(3.314) |
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2TC |
(3.315) |
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(3.316) |
In (3.312) we again used that f:::g behaves as jxj 3 for jxj ! ∞ and we again extend the integration from eF to ∞. Then we substituted x = 2TCx. After partial integration we retained the integral (3.289) which solution we inserted.
Therefore we have |
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p |
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1:76TC |
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0 = g |
TC |
(3.317) |
Figure 3.6: Pairing gap as function of temperature
It is important to note, that this is a single particle spectrum, i.e. no collective modes are considered. So if an external field, which acts only on single particles, acts with an amplitude less than no excitations occur. The question remains whether other types of excitations with amplitude less than are possible.
The GOLDSTONE theorem (page 33) ensures that at least one branch of gapless excitations exists because the continuous (gauge) symmetry is spontaneously broken in a superfluid phase: the energy (H AMILTONian) is invariant under the gauge transformation y ! eif y with a constant f, E(eif y) = E(y), while the ground state and, as a result, anomalous correlators are not. For example,
h(eif y)(eif y)i = e2if hyyi 6= hyyi 6= 0: |
(3.318) |
3.5. BARDEEN-COOPER-SHIEFFER-THEORY |
83 |
Since we have |
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p!0 |
(3.319) |
ep ! 0 |
the choice of a phase breaks the symmetry. So if we consider now a phase which varies slowly in space and time, i.e. the gap is of the form
D0 ! D0e2if(~r;t) |
(3.320) |
we describe collective modes. To calculate D we have to redo the previous calculation except for the fact that D is no longer real. The HAMILTONian is now
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Hˆ = åj |
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d3r yˆ j |
~ |
Ñ2 +U (~r) m |
yj |
2m |
Z
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n |
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H0. |
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Once more we use a time dependent BOGOLYUBOV-DE GENNES equation (i.e. a canonical transformation):
yˆ |
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å |
n |
n j |
j |
n |
j |
The calculation is similar to the BOSE case and it is therefore not repeated here. It can be found in the literature. The results are
i~ |
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m)un + Dvn |
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We assume that the phase is switched on adiabaticly, i.e.
D t!∞ D
(~r;t) ! 0
This way, the solutions take the form
un (~r;t ! ¥) = u0n e ient vn (~r;t ! ¥) = v0n e ient
Using this (3.323) and (3.324) read
(0) |
ˆ |
(0) |
(0) |
en un |
= (H0 |
m)un |
+ D0vn |
(0) |
ˆ |
(0) |
(0) |
en vn |
= (H0 |
m)vn |
+ D0un |
(3.323)
(3.324)
(3.325)
(3.326)
(3.327)
(3.328)
(3.329)
84 |
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CHAPTER 3. FERMIONS |
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Thus n is clear at t = ¥. Now we have to solve self-consistently |
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D(~r;t) = jV0jhy (~r;t)y+(~r;t)i |
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åun (~r;t)un (~r;t)tanh |
(3.331) |
where we took only the leading term in the fluctuations. The probability current at T = 0 reads now
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The same way we calculate
n = ååjvn j2
j n
If we define new functions
(3.332)
(3.333)
(3.334)
(3.335)
u |
n |
= eif u¯ |
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n |
= e if v¯ |
(3.336) |
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which obey the same initial conditions (because f vanishes at t = ¥) (3.323) and (3.324) simplify
i~¶t ~f˙ u¯n = |
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2~m (Ñ + iÑf)2 m u¯n + D0v¯n |
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i~¶t + ~f˙ v¯n = |
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m v¯n + D0u¯n |
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2~m (Ñ iÑf)2 |
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We have now |
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i~ ¶t = |
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i~¶t = 2~m Ñ2 m v¯n + D0u¯n |
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2m |
m |
2m |
3.5. BARDEEN-COOPER-SHIEFFER-THEORY |
85 |
If we regard f:::g as perturbation we can apply time dependent perturbation theory here. We We will not present detailed calculations here, rather make some comments.
When on the basis of the BOGOLYUBOV-DE GENNES equations (...) we consider single-particle excitations, we restrict ourself only to solutions with positive eigenvalues en > 0. But those are only half of all possible solutions. The other half contains solutions with negative eigenvalues en < 0. The latter can easily be constructed from the former. Namely, if (u(n0);v(n0)) is a solution with en > 0, then, as can be easily checked, (v(n0) ; u(n0) ) is a solution with the negative eigenvalue en < 0. Together they form a complete set of solutions and, therefore, they both have to be used in studying the perturbed BOGOLYUBOV-DE GENNES equations. In this way we get the answer
u¯n = un(0)e ient (1 + derivatives of f) |
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After some calculations the current can be written as |
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This result is rather unexpected. It is not obvious that the constant n0 from the homogeneous case is the coefficient and not e.g. a fraction of n0. As can be
Figure 3.7: Schematic probability flow in BCS
seen in figure (3.7) most particles inside the F ERMI sphere are not affected by the probability flow.
86 |
CHAPTER 3. FERMIONS |
Now n and ~vs have to be solved self-consistently to get an equation for f. Here we want to get the solution more easily:
E(f;n) = Z d3r |
1 |
mn~vs2 + E(n) mn |
2 |
E(n) = Eon(n) + Eint + Ecooper p.
3
= n 5 eF + O(a) + Ecooper p.
| {z }
e l2
(3.346)
(3.347)
(3.348)
Here E0n describes free particles in the normal phase. We can estimate the pairing energy as energy gain per pair times number of particles affected, i.e.
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Figure 3.8: BCS gap
Again we note that we consider only slowly varying phase.
If we look at (3.346) with terms up to second order in phase and dn, remembering
n0 : |
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3.5. BARDEEN-COOPER-SHIEFFER-THEORY |
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r (n0 m |
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Here we remember that v Ñf and therefore v2s already second order so we can
use n = n0.
If we look at this from a quantum mechanical point of view, dn becomes an operator. It has to obey
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E;dn = |
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that corresponds to the continuity equation. On the other hand |
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f˙ = |
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Eˆ ;f = |
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2dni = |
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~ |
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therefore, |
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dn¨ = n0 m Ñ f |
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Ñ |
dn |
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and |
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¨ |
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n0 ¶2E |
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Eqn. (3.358) and (3.359) are wave equations with the wave velocity |
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c2 = |
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(3.360) |
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m ¶n2 |
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CHAPTER 3. FERMIONS |
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Using (3.5) and (3.6) we can calculate the velocity |
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n0 ¶2 |
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3 1 6p2~3 |
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n0 1 3 6p2 |
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c = p |
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(3.364) |
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This is caused by density fluctuations and differs from zero sound, it is the same as the hydrodynamic sound (BOGOLYUBOV-ANDERSON sound). If the fluctuations couple to density, this GOLDSTONE mode can be excited even if the excitation is less than .
3.6Andreev reflection
Figure 3.9: Boundary between non superfluid and superfluid region
Suppose we have a situation where the gap is not a constant 0 but depends on the coordinate x in such a way that it is zero for negative x (normal phase), then it increases to its equilibrium value 0 in the transition region of the width x at the origin x = 0, and is equal to 0 for positive x (superfluid phase), see fig.(3.9) (this situation could be realized if a magnetic field is applied to the part x < 0 of the superfluid sample that destroys the C OOPER pairing,).
3.6. ANDREEV REFLECTION |
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If we now have a particle in the normal part of the sample with the energy eF + e, where e < D0, and momentum p > pF along the x-axis (a single-particle excitation with the energy e and momentum p), we would naively expect that it reflects back from the boundary between normal and superfluid parts of the sample because there are no available single-particle states with such energy e < D0 in the superfluid region. However, this is not possible because the change of the momentum d p of the particle in the transition region can be estimated as
d p Ft |
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D0 |
t = |
x |
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but an ordinary reflection requires |
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Dpjreflection |
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(3.367) |
So the particle (excitation) cannot be reflected in a normal way and it cannot penetrate either. What happens instead is that the particle picks another one with an (almost) opposite momentum p0 < pF to form a COOPER pair with total momentum p p0 along the x-axis, and this pair penetrates the superfluid region x > 0. As a result, in the normal region x < 0 one has a hole in the state with momentum p0 moving backwards with the velocity which is a gradient of the energy of the excitation ep0 vF(pF p0) with the respect to its momentum ~p 0 (the hole in the state ~p 0 has momentum -~p 0).
ˆ 0 |
= vF~ex: |
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~vout = Ñ p0ep0 Ñp0(vF(pF p0)) vF~p |
(For incoming particle one has vin Ñp(vF(p pF)) vF ~ex) Therefore, we have a specific form of a reflection (A NDREEV reflection) where an incoming particle reflects as a hole and vice versa. Since the hole has an opposite charge, some interesting effects happen if a magnetic field is applied - the hole travels the path backwards until it hits the boundary again where it becomes a particle that travels the same path forward and so on.