Baer M., Billing G.D. (eds.) - The role of degenerate states in chemistry (Adv.Chem.Phys. special issue, Wiley, 2002)
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aron kuppermann and ravinder abrol |
These coupling matrix elements are scalars due to the presence of the scalar Laplacian r2Rl in Eq. (25). These elements are, in general, complex but if we require the celi ;ad to be real they become real. The matrix Wð2ÞadðRlÞ, unlike its first-derivative counterpart, is neither skew-Hermitian nor skew-symmetric.
The wði;2jÞadðRlÞ are also singular at conical intersection geometries. The decomposition of the first-derivative coupling vector, discussed in Section II.C, also facilitates the removal of this singularity from the second-derivative couplings. Being scalars, the second-derivative couplings can be easily included in the scattering calculations without any additional computational effort. It is interesting to note that in a one-electronic-state BO approximation, the firstderivative coupling element wð11;1ÞadðRlÞ is rigorously zero (assuming real adiabatic electronic wave functions), but wð12;1ÞadðRlÞ is not and might be important to predict sensitive quantum phenomena like resonances that can be experimentally verified.
III.ADIABATIC-TO-DIABATIC TRANSFORMATION
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A. Electronically Diabatic Representation |
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ð |
lÞ |
ad |
at the end of Section II.C, the presence of the |
Wð1Þad |
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As mentioned |
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R |
$Rl w ðRlÞ term in the n-adiabatic-electronic-state Schro¨dinger equation (15) introduces numerical inefficiencies in its solution, even if none of the elements of the Wð1ÞadðRlÞ matrix is singular.
This makes it desirable to define other representations in addition to the electronically adiabatic one [Eqs. (9)–(12)], in which the adiabatic electronic wave function basis set used in the Born–Huang expansion (12) is replaced by another basis set of functions of the electronic coordinates. Such a different electronic basis set can be chosen so as to minimize the above mentioned gradient term. This term can initially be neglected in the solution of the n-electronic-state nuclear motion Schro¨dinger equation and reintroduced later using perturbative or other methods, if desired. This new basis set of electronic wave functions can also be made to depend parametrically, like their adiabatic counterparts, on the internal nuclear coordinates ql that were defined after Eq. (8). This new electronic basis set is henceforth referred to as ‘‘diabatic’’ and, as is obvious, leads to an electronically diabatic representation that is not unique unlike the adiabatic one, which is unique by definition.
Let celn ;dðr; qlÞ refer to that alternate basis set. Assuming that it is complete in r and orthonormal in a manner similar to Eq. (10), we can use it to expand the total orbital wave function of Eq. (11) in the diabatic version of Born–Huang
expansion as |
Z |
widðRlÞciel;dðr; qlÞ |
ð26Þ |
Oðr; RlÞ ¼ |
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X |
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quantum reaction dynamics for multiple electronic states 293
where, the celi ;dðr; qlÞ form a complete orthonormal basis set in the electronic coordinates and the expansion coeffecients wdi ðRlÞ are the diabatic nuclear wave functions.
As in Eq. (12), we also usually replace Eq. (26) by a truncated n-term version
Xn
Oðr; RlÞ widðRlÞciel;dðr; qlÞ |
ð27Þ |
i¼1 |
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In the light of Eqs. (12) and (27), the diabatic electronic wave function column
vector wel;d |
ð |
r; ql |
(with |
elements ciel;d |
ð |
r; ql ; |
i |
¼ |
1; . . . ; n) is related |
to the |
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elÞ;ad |
ðr; ql |
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elÞ;ad |
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adiabatic one w |
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Þ (with elements ci |
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ðr; qlÞ; i ¼ 1; . . . ; n) by an n- |
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dimensional unitary transformation |
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w |
el;d |
ðr; qlÞ ¼ |
~ |
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el;ad |
ðr; qlÞ |
ð28Þ |
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UðqlÞw |
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where |
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UyðqlÞUðqlÞ ¼ I |
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ð29Þ |
UðqlÞ is referred to as an adiabatic-to-diabatic transformation (ADT) matrix. Its mathematical structure is discussed in detail in Section III.C. If the electronic wave functions in the adiabatic and diabatic representations are chosen to be real, as is normally the case, UðqlÞ is orthogonal and therefore has nðn 1Þ=2 independent elements (or degrees of freedom). This transformation matrix UðqlÞ can be chosen so as to yield a diabatic electronic basis set with desired properties, which can then be used to derive the diabatic nuclear motion Schro¨dinger equation. By using Eqs. (27) and (28) and the orthonormality of the diabatic and adiabatic electronic basis sets, we can relate the adiabatic and diabatic nuclear wave functions through the same n-dimensional unitary transformation matrix UðqlÞ according to
d |
~ |
ad |
ðRlÞ |
ð30Þ |
v |
ðRlÞ ¼ UðqlÞv |
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In Eq. (30), vadðRlÞ and vdðRlÞ are the column vectors with elements wadi ðRlÞ and wdi ðRlÞ, respectively, where i ¼ 1; . . . ; n.
B.Diabatic Nuclear Motion Schro¨dinger Equation
We will assume for the moment that we know the ADT matrix of Eqs. (28) and (30) UðqlÞ, and hence have a completely determined electronically diabatic basis set wel;dðr; qlÞ. By replacing Eq. (27) into Eq. (13) and using Eqs. (7) and
(8) along with the orthonormality property of wel;dðr; qlÞ, we obtain for vdðRlÞ
294 |
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aron kuppermann and ravinder abrol |
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the n-electronic-state diabatic nuclear motion Schro¨dinger equation |
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h2 |
þ 2Wð1ÞdðRlÞ $Rl þ Wð2ÞdðRlÞg þ fedðqlÞ EIg vdðRlÞ |
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fIrR2 l |
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2m |
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¼ 0 |
ð31Þ |
which is the diabatic counterpart of Eq. (15). The parameter edðqlÞ is an n n diabatic electronic energy matrix that in general is nondiagonal (unlike its adiabatic counterpart) and has elements defined by
d |
el;d |
^el |
el;d |
ðr; qlÞir |
i; j ¼ 1; . . . ; n |
ð32Þ |
ei; j |
ðqlÞ ¼ hci |
ðr; qlÞjH |
ðr; qlÞjcj |
Wð1ÞdðRlÞ is an n n diabatic first-derivative coupling matrix with elements defined using the diabatic electronic basis set as
wið;1jÞdðRlÞ ¼ hciel;dðr; qlÞj$Rl cjel;dðr; qlÞir |
i; j ¼ 1; . . . ; n ð33Þ |
Requiring celi ;dðr; qlÞ to be real, the matrix Wð1ÞdðRlÞ becomes real and skewsymmetric ( just like its adiabatic counterpart) with diagonal elements equal to zero. Similarly, Wð2ÞdðRlÞ is an n n diabatic second-derivative coupling matrix with elements defined by
wið;2jÞdðRlÞ ¼ hciel;dðr; qlÞjrR2 l cjel;dðr; qlÞir |
i; j ¼ 1; . . . ; n ð34Þ |
An equivalent form of Eq. (31) can be obtained by inserting Eq. (30) into Eq. (15). Comparison of the result with Eq. (31) furnishes the following relations between the adiabatic and diabatic coupling matrices
Wð1ÞdðRlÞ ¼ U~ðqlÞ½$Rl UðqlÞ þ Wð1ÞadðRlÞUðqlÞ& |
ð35Þ |
Wð2ÞdðRlÞ ¼ U~ðqlÞ½rR2 l UðqlÞ þ 2Wð1ÞadðRlÞ $Rl UðqlÞ |
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þ Wð2ÞadðRlÞUðqlÞ& |
ð36Þ |
It also furnishes the following relation between the diagonal adiabatic energy matrix and the nondiagonal diabatic energy one
d |
~ |
ad |
ðqlÞUðqlÞ |
ð37Þ |
e |
ðqlÞ ¼ UðqlÞe |
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It needs mentioning that the diabatic Schro¨dinger equation (31) also contains a gradient term Wð1ÞdðRlÞ $Rl wðRlÞ like its adiabatic counterpart [Eq. (15)].
quantum reaction dynamics for multiple electronic states 295
The presence of this term can also introduce numerical inefficiency problems in the solution of Eq. (31). Since the ADT matrix UðqlÞ is arbitrary, it can be chosen to make Eq. (31) have desirable properties that Eq. (15) does not possess. The parameter UðqlÞ can, for example, be chosen so as to automatically minimize Wð1ÞdðRlÞ relative to Wð1ÞadðRlÞ everywhere in internal nuclear configuration space and incorporate the effect of the geometric phase. Next, we will consider the structure of this ADT matrix for an n-electronic-state
problem and a general evaluation scheme that minimizes the magnitude of
Wð1ÞdðRlÞ.
C.Diabatization Matrix
In the n-electronic-state adiabatic representation involving real electronic wave
functions, |
the skew-symmetric first-derivative |
coupling |
vector |
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matrix |
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Wð1Þad |
R |
lÞ |
has n |
ð |
n |
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1 |
Þ |
=2 independent nonzero coupling |
vector |
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elements |
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wð1Þad ð |
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are |
those |
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i; j |
ðRlÞ; |
ði ¼6 jÞ. |
The ones having the largest magnitudes |
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1 ad |
ðRlÞ |
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that |
couple |
adjacent adiabatic PESs, and therefore |
the dominant wið; jÞ |
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are those for which j ¼ i 1, that is, lying along the |
two off-diagonal lines |
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1 |
ad |
ðRlÞ elements is |
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adjacent to the main diagonal of zeros. Each one of the wið; jÞ |
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associated with a scalar potential ai; jðRlÞ through their longitudinal component [see Eqs. (19) and (23)]. A convenient and general way of parametrizing the
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1 ð |
ql |
Þ |
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n |
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n orthogonal ADT matrix U |
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of Eqs. (28) and (30) is as follows. Since |
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the coupling vector element wið; jÞ |
ad |
ðRlÞ couples the electronic states i and j, let |
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us define an |
n n |
orthogonal |
i; j-diabatization matrix |
[ui; jðqlÞ, with j > i] |
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k;l |
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k and |
column l |
element (k |
; |
¼ ; |
2 |
; . . . ; |
n) is designated by |
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whose row |
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l 1 |
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ui; jðqlÞ and is defined in terms of a set of diabatization angles bi; jðqlÞ by the relations
uik;;jlðqlÞ ¼ cosbi; jðqlÞ |
for k ¼ i and l ¼ i |
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¼ cosbi; jðqlÞ |
for k ¼ j and l ¼ j |
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¼ sinbi; jðqlÞ |
for k ¼ i and l ¼ j |
38 |
Þ |
¼ sinbi; jðqlÞ |
ð |
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for k ¼ j and l ¼ i |
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¼ 1 |
for k ¼ l ¼6 i or j |
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¼ 0 |
for the remaining k and l |
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This choice of elements for the ui; jðqlÞ matrix will diabatize the adiabatic electronic states i and j while leaving the remaining states unaltered.
As an example, in a four-electronic-state problem (n ¼ 4) consider the electronic states i ¼ 2 and j ¼ 4 along with the first-derivative coupling vector element wð21;4ÞadðRlÞ that couples those two states. The ADT matrix u2;4ðqlÞ can
296 aron kuppermann and ravinder abrol
then be expressed in terms of the corresponding diabatization angle b2;4ðqlÞ as
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0 |
1 |
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u2;4 ql |
0 |
cosb2;4ðqlÞ |
0 |
sinb2;4ðqlÞ |
39 |
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ð |
@ |
0 |
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1 |
0 |
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A |
ð Þ |
B |
0 |
sinb |
2;4 |
ð |
lÞ |
0 |
cosb |
2;4 |
ð |
lÞ C |
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Þ ¼ B |
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q |
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q |
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C |
This diabatization matrix only mixes the adiabatic states 2 and 4 leaving the states 1 and 3 unchanged.
In the n-electronic-state case, nðn 1Þ=2 such matrices ui; jðqlÞ ðj > i with i ¼ 1; 2; . . . ; n 1 and j ¼ 2; . . . ; nÞ can be defined using Eq. (38). The full ADT matrix UðqlÞ is then defined as a product of these nðn 1Þ=2 matrices ui; jðqlÞ ð j > iÞ as
Y Y |
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n 1 |
n |
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UðqlÞ ¼ |
ui; jðqlÞ |
ð40Þ |
i¼1 j¼iþ1
which is the n-electronic-state version of the expression that has appeared earlier [72,73] for three electronic states. This UðqlÞ is orthogonal, as it is the product of orthogonal matrices. The matrices ui; jðqlÞ in Eq. (40) can be multiplied in any order without loss of generality. A different multiplication order leads to a different set of solutions for the diabatization angles bi; jðqlÞ. However, since the matrix UðqlÞ is a solution of a set of Poisson-type equations with fixed boundary conditions, as will be discussed next, it is uniquely determined and therefore independent of this choice of the order of multiplication, that is, all of these sets of bi; jðqlÞ give the same UðqlÞ [73]. Remembered, however, that these are purely formal considerations, since the existence of solutions of Eq. (44) presented next, requires the set of adiabatic electronic states to be complete; a truncated set no longer satisfies the conditions of Eq. (43) for the existence of solutions of Eq. (44). These formal considerations are nevertheless useful for the consideration of truncated Born–Huang expansion which follows Eq. (46).
We want to choose the ADT matrix UðqlÞ that either makes the diabatic firstderivative coupling vector matrix Wð1ÞdðRlÞ zero if possible or that minimizes its magnitude in such a way that the gradient term Wð1ÞdðRlÞ $Rl wdðRlÞ in
Eq. (31) can be neglected. By rewriting the relation between Wð1ÞdðRlÞ and Wð1ÞadðRlÞ of Eq. (35) as
Wð1ÞdðRlÞ ¼ U~ðqlÞ½$Rl UðqlÞ þ Wð1ÞadðRlÞUðqlÞ& |
ð41Þ |
quantum reaction dynamics for multiple electronic states 297
we see that all elements of the diabatic matrix Wð1ÞdðRlÞ will vanish if and only if all elements of the matrix inside the square brackets in the right-hand side of this equation are zero, that is,
$Rl UðqlÞ þ Wð1ÞadðRlÞUðqlÞ ¼ 0 |
ð42Þ |
The structure of Wð1ÞadðRlÞ discussed at the beginning of this section, will reflect itself in some interrelations between the bi; jðqlÞ obtained by solving this equation. More importantly, this equation has a solution if and only if the elements of the matrix Wð1ÞadðRlÞ satisfy the following curl-condition [26,47,74–76] for all values of Rl:
curl wði;1jÞadðRlÞ&k;l ¼ ½wðk1ÞadðRlÞ; wðl1ÞadðRlÞ&i; j k; l ¼ 1; 2; . . . ; 3ðNnu 1Þ ð43Þ
In this equation, wðp1ÞadðRlÞ (with p ¼ k; l) is the n n matrix whose row i and column j element is the p Cartesian component of the wði;1jÞadðRlÞ vector, that is, ½wði;1jÞadðRlÞ&p, and the square bracket on its right-hand side is the commutator of the two matrices within. This condition is satisfied for an n n matrix Wð1ÞadðRlÞ when n samples the complete infinite set of adiabatic electronic states. In that case, we can rewrite Eq. (42) using the unitarity property [Eq. (29)] of UðqlÞ as
½$Rl UðqlÞ&U~ðqlÞ ¼ Wð1ÞadðRlÞ |
ð44Þ |
This matrix equation can be expressed in terms of individual matrix elements on both sides as
X
ð$Rl fi;k½bðqlÞ&Þfj;k½bðqlÞ& ¼ wði;1jÞadðRlÞ ð45Þ
k
where bðqlÞ ðb1;2ðqlÞ; . . . ; b1;nðqlÞ; b2;3ðqlÞ; . . . ; b2;nðqlÞ; . . . ; bn 1;nðqlÞÞ is a set of all unknown diabatization angles and fp;q½bðqlÞ& with p; q ¼ i; j; k are
matrix elements of the ADT matrix UðqlÞ, which are known trignometric functions of the unknown bðqlÞ due to Eqs. (38) and (40). Equation (45) are a set of coupled first-order partial differential equations in the unknown diabatization angles bi; jðqlÞ in terms of the known first-derivative coupling vector elements wði;1jÞadðRlÞ obtained from ab initio electronic structure calculations [43]. This set of coupled differential equations can be solved in principle with some appropriate choice of boundary conditions for the angles bi; jðqlÞ.
298 |
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The ADT matrix UðqlÞ obtained in this way makes the diabatic firstderivative coupling matrix Wð1ÞdðRlÞ that appears in the diabatic Schro¨dinger equation (31) rigorously zero. It also leads to a diabatic electronic basis set that is independent of ql [76], which, in agreement with the present formal considerations, can only be a correct basis set if it is complete, that is, infinite. It can be proved using Eqs. (35), (36), and (42) that this choice of the ADT matrix also makes the diabatic second-derivative coupling matrix Wð2ÞdðRlÞ appearing in Eq. (31) equal to zero. As a result, when n samples the complete set of adiabatic electronic states, the corresponding diabatic nuclear motion Schro¨dinger equation (31) reduces to the simple form
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h2 |
ð46Þ |
2m IrR2 l þ fedðqlÞ EIg vdðRlÞ ¼ 0 |
where the only term that couples the diabatic nuclear wave functions vdðRlÞ is the diabatic energy matrix edðqlÞ.
The curl condition given by Eq. (43) is in general not satisfied by the n n matrix Wð1ÞadðRlÞ, if n does not span the full infinite basis set of adiabatic electronic states and is truncated to include only a finite small number of these states. This truncation is extremely convenient from a physical as well as computational point of view. In this case, since Eq. (42) does not have a solution, let us consider instead the equation obtained from it by replacing Wð1ÞadðRlÞ by its longitudinal part
$Rl UðqlÞ þ Wlonð1ÞadðRlÞUðqlÞ ¼ 0 |
ð47Þ |
This equation does have a solution, because in view of Eq. (20) the curl condition of Eq. (43) is satisfied when Wð1ÞadðRlÞ is replaced by Wðlon1ÞadðRlÞ.
We can now rewrite Eq. (47) using the orthogonality of UðqlÞ as
~ |
ð1Þad |
ðRlÞ |
ð48Þ |
½$Rl UðqlÞ&UðqlÞ ¼ Wlon |
The quantity on the right-hand side of this equation is not completely specified since the decomposition of Wð1ÞadðRlÞ into its longitudinal and transverse parts given by Eq. (24) is not unique. By using that decomposition and the property of the transverse part Wðtra1ÞadðRlÞ given by Eq. (21), we see that
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$Rl Wlonð1ÞadðRlÞ ¼ $Rl Wð1ÞadðRlÞ |
ð49Þ |
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and |
since |
Wð1Þad |
ð |
R |
lÞ |
is |
assumed |
to |
have |
been previously |
calculated, |
$Rl |
1 ad |
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Wlonð Þ |
ðRlÞ is |
known. |
If we |
take |
the |
divergence of both sides of |
300 |
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however, |
for which bthe magnitude of Wtrað1ÞadðRlÞ is minimized. If at the |
boundary surfaces Rl of the nuclear configuration space spanned by Rl (and the corresponding subset of boundary surfaces qbl in the internal configuration space spanned by ql), one imposes the following mixed Dirichlet–Neumann condition [based on Eq. (48)],
½$Rlb Uðqlb Þ&U~ðqlb Þ ¼ Wð1ÞadðRlb Þ |
ð54Þ |
it minimizes the average magnitude of the vector elements of the transverse coupling matrix Wðtra1ÞadðRlÞ over the entire internal nuclear configuration space as shown for the n ¼ 2 case [55] and hence the magnitude of the gradient term Wð1ÞdðRlÞ $Rl vdðRlÞ. To a first very good approximation, this term can be neglected in the diabatic Schro¨dinger Eq. (53) resulting in a simpler equation
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h2 |
ð55Þ |
2m fIrR2 l þ Wð2ÞdðRlÞg þ fedðqlÞ EIg vdðRlÞ ¼ 0 |
In this diabatic Schro¨dinger equation, the only terms that couple the nuclear wave functions wdi ðRlÞ are the elements of the Wð2ÞdðRlÞ and edðqlÞ matrices. The ðh2=2mÞWð2ÞdðRlÞ matrix does not have poles at conical intersection geometries [as opposed to Wð2ÞadðRlÞ] and furthermore it only appears as an additive term to the diabatic energy matrix edðqlÞ and does not increase the computational effort for the solution of Eq. (55). Since the neglected gradient term is expected to be small, it can be reintroduced as a first-order perturbation afterward, if desired.
In this section, it was shown how an optimal ADT matrix for an n-electronic- state problem can be obtained. In Section III.D, an application of the method outlined above to a two-state problem for the H3 system is described.
D. Application to Two Electronic States
In the two-electronic-state case (with real electronic wave functions as before), Eqs. (12) and (27) become
Oðr; RlÞ ¼ w1adðRlÞc1el;adðr; qlÞ þ w2adðRlÞc2el;adðr; qlÞ |
ð56Þ |
¼ w1dðRlÞc1el;dðr; qlÞ þ w2dðRlÞc2el;dðr; qlÞ |
ð57Þ |
Equations (28) and (30) are unchanged, with wel;dðr; qlÞ, wel;adðr; qlÞ, vdðRlÞ and vadðRlÞ now being two-dimensional (2D) column vectors, and Eq. (40) having the much simpler form
U b |
q |
cosbðqlÞ |
sinbðqlÞ |
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ð |
58 |
Þ |
½ ð |
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lÞ& ¼ sinbðqlÞ |
cosbðqlÞ |
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involving the single real diabatization or mixing angle bðqlÞ.
quantum reaction dynamics for multiple electronic states 301
Equations (31) and (32) are unchanged, with Wð1ÞdðRlÞ, Wð2ÞdðRlÞ, and edðqlÞ now being 2 2 matrices. The adiabatic-to-diabatic transformation, as for the n-state case, eliminates any poles in both the firstand second-derivative coupling matrices at conical intersection geometries but in this case Eq. (52) yields
Wð1Þd |
R |
Wð1Þad |
ð |
R |
lÞ |
ð |
59 |
Þ |
ð |
lÞ ¼ |
tra |
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Elements of the matrix ðh2=2mÞWð2Þd are usually small in the vicinity of a conical intersection and can be added to ed to give a corrected diabatic energy matrix. As can be seen, whereas in Eq. (15) Wð1Þad contains both the singular
matrix Wðlon1Þad and the nonsingular one Wðtra1Þad, Eq. (31) contains only the latter. Nevertheless, the residual first-derivative coupling term Wðtra1Þad $Rl does not
vanish.
A ‘‘perfect’’ diabatic basis would be one for which the first-derivative coupling Wð1ÞdðRlÞ in Eq. (31) vanishes [10]. From the above mentioned considerations, we conclude, as is well known, that a ‘‘perfect’’ diabatic basis cannot exist for a polyatomic system (except when the complete infinite set of electronic adiabatic functions is included [26,47,74,76]), which means that Wð1ÞadðRlÞ cannot be ‘‘transformed away’’ to zero. Consequently, the longitudinal and transverse parts of the first-derivative coupling vector are referred to as removable and nonremovable parts, respectively. As mentioned in the introduction, a number of formulations of approximate or quasidiabatic (or ‘locally rigorous’) diabatic states [44,45,47–54] have been considered. Only very recently [77–82] have there been attempts to use high quality ab initio wave functions to evaluate the nonremovable part of the first-derivative coupling vector. In one such attempt [81], a quasidiabatic basis was reported for the triatomic HeH2 system by solving a 2D Poisson equation on the plane in 3D configuration space passing through the conical intersection configuration of smallest energy. It seems that no attempt has been made to get an optimal diabatization over the entire configuration space even for triatomic systems until now [55], aimed at facilitating accurate two-electronic-state scattering dynamics calculations for such systems. Conical intersections being omnipresent, such scattering calculations will permit a test of the validity of the one- electronic-state BO approximation as a function of energy in the presence of conical intersections, by comparing the results of these two kinds of calculations.
The ADT matrix for the lowest two electronic states of H3 has recently been obtained [55]. These states display a conical intersection at equilateral triangle geometries, but the GP effect can be easily built into the treatment of the reactive scattering equations. Since, for two electronic states, there is only one nonzero first-derivative coupling vector, wð11;2ÞadðRlÞ, we will refer to it in the rest of this