- •Textbook Series
- •Contents
- •1 Basic Concepts
- •The History of Human Performance
- •The Relevance of Human Performance in Aviation
- •ICAO Requirement for the Study of Human Factors
- •The Pilot and Pilot Training
- •Aircraft Accident Statistics
- •Flight Safety
- •The Most Significant Flight Safety Equipment
- •Safety Culture
- •Reason’s Swiss Cheese Model
- •The Five Elements of Safety Culture
- •Flight Safety/Threat and Error Management
- •Threats
- •Errors
- •Undesired Aircraft States
- •Duties of Flight Crew
- •2 The Circulation System
- •Blood Circulation
- •The Blood
- •Composition of the Blood
- •Carriage of Carbon Dioxide
- •The Circulation System
- •What Can Go Wrong
- •System Failures
- •Factors Predisposing to Heart Attack
- •Insufficient Oxygen Carried
- •Carbon Monoxide
- •Smoking
- •Blood Pressure
- •Pressoreceptors and their Function Maintaining Blood Pressure
- •Function
- •Donating Blood and Aircrew
- •Pulmonary Embolism
- •Questions
- •Answers
- •3 Oxygen and Respiration
- •Oxygen Intake
- •Thresholds of Oxygen Requirements Summary
- •Hypoxic Hypoxia
- •Hypoxic Hypoxia Symptoms
- •Stages/Zones of Hypoxia
- •Factors Determining the Severity of and the Susceptibility to Hypoxic Hypoxia
- •Anaemic Hypoxia
- •Time of Useful Consciousness (TUC)
- •Times of Useful Consciousness at Various Altitudes
- •Effective Performance Time (EPT)
- •Hyperventilation
- •Symptoms of Hyperventilation
- •Hypoxia or Hyperventilation?
- •Cabin Pressurization
- •Cabin Decompression
- •Decompression Sickness (DCS)
- •DCS in Flight and Treatment
- •Questions
- •Answers
- •4 The Nervous System, Ear, Hearing and Balance
- •Introduction
- •The Nervous System
- •The Sense Organs
- •Audible Range of the Human Ear and Measurement of Sound
- •Hearing Impairment
- •The Ear and Balance
- •Problems of Balance and Disorientation
- •Somatogyral and Somatogravic Illusions
- •Alcohol and Flying
- •Motion Sickness
- •Coping with Motion Sickness
- •Questions
- •Answers
- •5 The Eye and Vision
- •Function and Structure
- •The Cornea
- •The Iris and Pupil
- •The Lens
- •The Retina
- •The Fovea and Visual Acuity
- •Light and Dark Adaptation
- •Night Vision
- •The Blind Spot
- •Stereopsis (Stereoscopic Vision)
- •Empty Visual Field Myopia
- •High Light Levels
- •Sunglasses
- •Eye Movement
- •Visual Defects
- •Use of Contact Lenses
- •Colour Vision
- •Colour Blindness
- •Vision and Speed
- •Monocular and Binocular Vision
- •Questions
- •Answers
- •6 Flying and Health
- •Flying and Health
- •Acceleration
- •G-forces
- •Effects of Positive G-force on the Human Body
- •Long Duration Negative G
- •Short Duration G-forces
- •Susceptibility and Tolerance to G-forces
- •Summary of G Tolerances
- •Barotrauma
- •Toxic Hazards
- •Body Mass Index (BMI)
- •Obesity
- •Losing Weight
- •Exercise
- •Nutrition and Food Hygiene
- •Fits
- •Faints
- •Alcohol and Alcoholism
- •Alcohol and Flying
- •Drugs and Flying
- •Psychiatric Illnesses
- •Diseases Spread by Animals and Insects
- •Sexually Transmitted Diseases
- •Personal Hygiene
- •Stroboscopic Effect
- •Radiation
- •Common Ailments and Fitness to Fly
- •Drugs and Self-medication
- •Anaesthetics and Analgesics
- •Symptoms in the Air
- •Questions
- •Answers
- •7 Stress
- •An Introduction to Stress
- •The Stress Model
- •Arousal and Performance
- •Stress Reaction and the General Adaption Syndrome (GAS)
- •Stress Factors (Stressors)
- •Physiological Stress Factors
- •External Physiological Factors
- •Internal Physiological Factors
- •Cognitive Stress Factors/Stressors
- •Non-professional Personal Factors/Stressors
- •Stress Table
- •Imaginary Stress (Anxiety)
- •Organizational Stress
- •Stress Effects
- •Coping with Stress
- •Coping with Stress on the Flight Deck
- •Stress Management Away from the Flight Deck
- •Stress Summary
- •Questions
- •Answers
- •Introduction
- •Basic Information Processing
- •Stimuli
- •Receptors and Sensory Memories/Stores
- •Attention
- •Perception
- •Perceived Mental Models
- •Three Dimensional Models
- •Short-term Memory (Working Memory)
- •Long-term Memory
- •Central Decision Maker and Response Selection
- •Motor Programmes (Skills)
- •Human Reliability, Errors and Their Generation
- •The Learning Process
- •Mental Schema
- •Questions
- •Answers
- •9 Behaviour and Motivation
- •An Introduction to Behaviour
- •Categories of Behaviour
- •Evaluating Data
- •Situational Awareness
- •Motivation
- •Questions
- •Answers
- •10 Cognition in Aviation
- •Cognition in Aviation
- •Visual Illusions
- •An Illusion of Movement
- •Other Sources of Illusions
- •Illusions When Taxiing
- •Illusions on Take-off
- •Illusions in the Cruise
- •Approach and Landing
- •Initial Judgement of Appropriate Glideslope
- •Maintenance of the Glideslope
- •Ground Proximity Judgements
- •Protective Measures against Illusions
- •Collision and the Retinal Image
- •Human Performance Cognition in Aviation
- •Special Situations
- •Spatial Orientation in Flight and the “Seat-of-the-pants”
- •Oculogravic and Oculogyral Illusions
- •Questions
- •Answers
- •11 Sleep and Fatigue
- •General
- •Biological Rhythms and Clocks
- •Body Temperature
- •Time of Day and Performance
- •Credit/Debit Systems
- •Measurement and Phases of Sleep
- •Age and Sleep
- •Naps and Microsleeps
- •Shift Work
- •Time Zone Crossing
- •Sleep Planning
- •Sleep Hygiene
- •Sleep and Alcohol
- •Sleep Disorders
- •Drugs and Sleep Management
- •Fatigue
- •Vigilance and Hypovigilance
- •Questions
- •Answers
- •12 Individual Differences and Interpersonal Relationships
- •Introduction
- •Personality
- •Interactive Style
- •The Individual’s Contribution within a Group
- •Cohesion
- •Group Decision Making
- •Improving Group Decision Making
- •Leadership
- •The Authority Gradient and Leadership Styles
- •Interacting with Other Agencies
- •Questions
- •Answers
- •13 Communication and Cooperation
- •Introduction
- •A Simple Communications Model
- •Types of Questions
- •Communications Concepts
- •Good Communications
- •Personal Communications
- •Cockpit Communications
- •Professional Languages
- •Metacommunications
- •Briefings
- •Communications to Achieve Coordination
- •Synchronization
- •Synergy in Joint Actions
- •Barriers to Crew Cooperation and Teamwork
- •Good Team Work
- •Summary
- •Miscommunication
- •Questions
- •Answers
- •14 Man and Machine
- •Introduction
- •The Conceptual Model
- •Software
- •Hardware and Automation
- •Intelligent Flight Decks
- •Colour Displays
- •System Active and Latent Failures/Errors
- •System Tolerance
- •Design-induced Errors
- •Questions
- •Answers
- •15 Decision Making and Risk
- •Introduction
- •The Mechanics of Decision Making
- •Standard Operating Procedures
- •Errors, Sources and Limits in the Decision-making Process
- •Personality Traits and Effective Crew Decision Making
- •Judgement Concept
- •Commitment
- •Questions
- •Answers
- •16 Human Factors Incident Reporting
- •Incident Reporting
- •Aeronautical Information Circulars
- •Staines Trident Accident 1972
- •17 Introduction to Crew Resource Management
- •Introduction
- •Communication
- •Hearing Versus Listening
- •Question Types
- •Methods of Communication
- •Communication Styles
- •Overload
- •Situational Awareness and Mental Models
- •Decision Making
- •Personality
- •Where We Focus Our Attention
- •How We Acquire Information
- •How We Make Decisions
- •How People Live
- •Behaviour
- •Modes of Behaviour
- •Team Skill
- •18 Specimen Questions
- •Answers to Specimen Papers
- •Revision Questions
- •Answers to Revision Questions
- •Specimen Examination Paper
- •Answers to Specimen Examination Paper
- •Explanations to Specimen Examination Paper
- •19 Glossary
- •Glossary of Terms
- •20 Index
Stress 7
Organizational Stress Sources in Pilots
A survey of commercial pilots showed some of the main sources of stress to be:
•A lack of control or disruption of events in their lives.
•Scheduling and rostering.
•Insufficient hands-on flying.
•Anxiety over courses/checks.
•Home to work interface.
•Career prospects and achievements.
•Lack of responsibility and decision making.
•Fatigue and flying patterns.
Of significance in the above list is insufficient flying. The modern airliner is most efficiently and economically operated by automatic control, indeed it is the policy of many airlines that the flight management system should operate the aircraft for more than 96% of its flight time. Whilst modern systems and their back-ups are undoubtedly extremely reliable, many pilots are worried that the systems may fail and are unsure of their ability to manage the aircraft themselves. A pilot flying the maximum allowable duty hours may have very little actual handson time per month.
Stress Effects
Stress has effects on the body, the mind, and the health and thus the performance of the individual. The short-term effects of a sudden source of stress will be caused by the ‘fight or flight’ response.
Performance
Figure 7.5 shows the relationship between stress and performance. Like the arousal/ performance graph it is an inverted U curve, however, there is a “break point”.
When there is little or no stress, there is a drop in vigilance and performance is poor. As stress increases performance increases up to the optimum - the “break point”- after which, if stress continues to rise, performance is degraded.
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PERFORMANCE BREAKPOINT
|
|
STRESS LEVEL |
NO |
MEDIUM |
INTENSE |
STRESS |
STRESS |
STRESS |
|
MOTIVATION |
|
Figure 7.5 Comparison of performance and stress levels
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Health Effects
The long-term effects of chronic stress damage a person’s health. The effects are usually seen earliest in the gastrointestinal system, and symptoms include nausea, indigestion, diarrhoea and, after an extended period of time, ulcers. There is evidence of a connection between stress and coronary heart disease and high blood pressure. Those who suffer stress have a higher than normal risk of getting of asthma, headaches, sleep disorders and neuroses. They also are much more likely to have allergies, skin diseases and tend to suffer more from colds and influenza.
Behavioural Effects
When under stress the individual will exhibit restlessness, trembling, or may have a nervous laugh. There will be a tendency to take longer over tasks and there may well be excessive changes in appetite and an increase in smoking or drinking.
Moods swings are also a common symptom of stress. Some individuals become aggressive in the cockpit towards other members of the crew and/or outside agencies (ATC). On the other hand, others submit to the situation with an air of resentfulness and frustration. Either way there is a loss of flexibility. Alternatively, there are some individuals who react to stress by a tendency to rush into decisions. Fewer parameters are taken into account and, therefore, the risk of errors is increased.
Cognitive Effects
Stress has a major effect on the thought process with forgetfulness being an early symptom. The ability to think and to concentrate is reduced and there is an inability to determine priorities or make decisions. Correct actions are forgotten and procedures learnt in the past are substituted. This is known as regression.
Fixation or “mental block,” is another symptom, where it becomes impossible to review what has been done and consider other solutions.
A further cognitive effect is confirmation bias, which is discussed further in Chapter 8. This is a compulsive and repeated search for information to confirm a decision reached.
Stress causes the mind to limit its attention to only those factors it feels it can cope with and to ignore additional inputs which may be vital in assessing a situation accurately. This loss of situational awareness and “not being able to see the wood for the trees” has been the root cause of many accidents.
In one case, when debriefed after escaping successfully from a burning aircraft, passengers reported how quiet everything around them seemed to be. It was stress that caused them to concentrate only on their escape, the screams around them were never registered.
It is commonly accepted that auditory information is the first to be discarded under extreme stress.
Coping with Stress
Stress Awareness
In order to cope with stress it is fundamental that there is an awareness that the problem exists. An individual who recognizes the fact that he/she is suffering from stress is a long way along the road to identifying the source(s) and overcoming the problem. Once recognized, the object is to change our attitudes or our environment in order to re-establish harmony between the two.
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Stress 7
Among any population there is a wide variation in how stress is perceived. At one extreme, individuals suppress knowledge of problems and thereby appear not to perceive them or require stress coping strategies. At the other extreme are those who are highly sensitive to problems and will anticipate difficulties not perceived by others and employ coping strategies to avoid the stress experience.
Coping strategies may be classified into three categories:
•Action Coping.
•Cognitive Coping.
•Symptom Directed Coping.
Action Coping
In action coping the individual attempts to reduce stress by taking some action. He reduces the level of demand by either removing the problem or changes the situation so that it becomes less demanding. For example a pilot asked to fly in marginal conditions could refuse, thus removing the immediate stressor. However, this action could lead to another stressor - loss of employment.
The demand could be changed, however, by delaying take-off for a few hours when the weather is forecast to improve. In this case, reducing the perceived demand of the original task, without substituting another stressor. The individual may also hand over some tasks, either to other crew members, or to Air Traffic Control by asking for, as an example, assistance in navigation.
The individual may remove himself from the stress situation by changing his job, or in the case of domestic stress, by divorce. These methods may, however, only substitute one source of stress for another. Clearly in many cases it is impossible to undertake this kind of solution.
Cognitive Coping
As action coping cannot change some situations, cognitive coping involves reducing the impact of stress on the individual. Our brain can employ ‘defence mechanisms’ which operate outside our conscious awareness; a system of repression or denial to prevent the conscious brain from even becoming aware of the stressor.
Other strategies involve rationalization or detachment which may change the perceived magnitude of the problem. “Pretend it’s a simulator detail the same as the one you did last week” will enable the conscious mind to perceive the problem as having a solution.
Symptom Directed Coping
Some of the symptoms of stress may be relieved by the use of drugs. In this context the drugs may be relatively simple such as coffee or tea. Other cases may be eased by the use of alcohol or tobacco.
It must be emphasized that only the symptoms are treated by this form of coping and that the stressor(s) will remain until addressed separately.
Coping with Stress on the Flight Deck
Coping is the process whereby the individual either adjusts to the perceived demand of the situation or changes the situation itself. Some coping changes appear to be carried out unconsciously; it is only if they are unsuccessful that we consciously take note of the stressor. To reduce the effect of stress in flight involves mainly psychological mechanisms and includes behavioural patterns which can be learned.
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Individually one must learn and acquire experience to develop automatic responses which cost little in energy and strongly resist stress:
•A thoroughly professional approach to training will increase the range of responses available to the individual and will reduce the chances of meeting unknown situations. Hence the emphasis on regular simulator flights when any emergency can be practised in a safe environment.
•One should learn from the past, including the experience of others.
•Thorough preflight briefing and preparation will allow the individual to anticipate events. The pilot must be prepared for all incidents which could, plausibly, arise during the flight.
Crew Resource Management (CRM) will teach techniques for sharing and allocating tasks to prevent any one individual becoming overloaded and will highlight the effective use of all members’ knowledge to increase the range of possible responses. It should improve everyone’s awareness of the situation, and, by combined efforts, allow for the creation of new ideas.
A good atmosphere on the flight deck is a great help in a stressful situation and humour can be an effective antidote to stress.
There are five major guidelines to prevent stress affecting safety:
•Keep it simple and basic - fly the aircraft.
•Accept the situation - do not attempt to conceal the facts or danger.
•Use all crew resources (group support).
•The captain (unless incapacitated) must make the decisions and control the situation.
•Never give up: there is always a suitable response.
Stress Management Away from the Flight Deck
The success of any stress management programme will be determined by the individual’s willingness to recognize the source of his/her stress and the determination to do something about it. A good stress management programme should be both:
•Preventative (finding ways to keep stress levels to a minimum) and
•Curative (providing ways of reducing existing levels of stress) Helpful techniques can include:
•Health and Fitness Programmes
Regular physical exercise reduces tension and anxiety and makes it much easier to withstand fatigue. Physical fitness also improves cognitive function and improves reaction times.
•Relaxation Techniques
Meditation, self-hypnosis, yoga, and biofeedback can all help to reduce tension by mental and physical (muscle) relaxation or control of heart rate and blood pressure.
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