- •Textbook Series
- •Contents
- •1 Basic Concepts
- •The History of Human Performance
- •The Relevance of Human Performance in Aviation
- •ICAO Requirement for the Study of Human Factors
- •The Pilot and Pilot Training
- •Aircraft Accident Statistics
- •Flight Safety
- •The Most Significant Flight Safety Equipment
- •Safety Culture
- •Reason’s Swiss Cheese Model
- •The Five Elements of Safety Culture
- •Flight Safety/Threat and Error Management
- •Threats
- •Errors
- •Undesired Aircraft States
- •Duties of Flight Crew
- •2 The Circulation System
- •Blood Circulation
- •The Blood
- •Composition of the Blood
- •Carriage of Carbon Dioxide
- •The Circulation System
- •What Can Go Wrong
- •System Failures
- •Factors Predisposing to Heart Attack
- •Insufficient Oxygen Carried
- •Carbon Monoxide
- •Smoking
- •Blood Pressure
- •Pressoreceptors and their Function Maintaining Blood Pressure
- •Function
- •Donating Blood and Aircrew
- •Pulmonary Embolism
- •Questions
- •Answers
- •3 Oxygen and Respiration
- •Oxygen Intake
- •Thresholds of Oxygen Requirements Summary
- •Hypoxic Hypoxia
- •Hypoxic Hypoxia Symptoms
- •Stages/Zones of Hypoxia
- •Factors Determining the Severity of and the Susceptibility to Hypoxic Hypoxia
- •Anaemic Hypoxia
- •Time of Useful Consciousness (TUC)
- •Times of Useful Consciousness at Various Altitudes
- •Effective Performance Time (EPT)
- •Hyperventilation
- •Symptoms of Hyperventilation
- •Hypoxia or Hyperventilation?
- •Cabin Pressurization
- •Cabin Decompression
- •Decompression Sickness (DCS)
- •DCS in Flight and Treatment
- •Questions
- •Answers
- •4 The Nervous System, Ear, Hearing and Balance
- •Introduction
- •The Nervous System
- •The Sense Organs
- •Audible Range of the Human Ear and Measurement of Sound
- •Hearing Impairment
- •The Ear and Balance
- •Problems of Balance and Disorientation
- •Somatogyral and Somatogravic Illusions
- •Alcohol and Flying
- •Motion Sickness
- •Coping with Motion Sickness
- •Questions
- •Answers
- •5 The Eye and Vision
- •Function and Structure
- •The Cornea
- •The Iris and Pupil
- •The Lens
- •The Retina
- •The Fovea and Visual Acuity
- •Light and Dark Adaptation
- •Night Vision
- •The Blind Spot
- •Stereopsis (Stereoscopic Vision)
- •Empty Visual Field Myopia
- •High Light Levels
- •Sunglasses
- •Eye Movement
- •Visual Defects
- •Use of Contact Lenses
- •Colour Vision
- •Colour Blindness
- •Vision and Speed
- •Monocular and Binocular Vision
- •Questions
- •Answers
- •6 Flying and Health
- •Flying and Health
- •Acceleration
- •G-forces
- •Effects of Positive G-force on the Human Body
- •Long Duration Negative G
- •Short Duration G-forces
- •Susceptibility and Tolerance to G-forces
- •Summary of G Tolerances
- •Barotrauma
- •Toxic Hazards
- •Body Mass Index (BMI)
- •Obesity
- •Losing Weight
- •Exercise
- •Nutrition and Food Hygiene
- •Fits
- •Faints
- •Alcohol and Alcoholism
- •Alcohol and Flying
- •Drugs and Flying
- •Psychiatric Illnesses
- •Diseases Spread by Animals and Insects
- •Sexually Transmitted Diseases
- •Personal Hygiene
- •Stroboscopic Effect
- •Radiation
- •Common Ailments and Fitness to Fly
- •Drugs and Self-medication
- •Anaesthetics and Analgesics
- •Symptoms in the Air
- •Questions
- •Answers
- •7 Stress
- •An Introduction to Stress
- •The Stress Model
- •Arousal and Performance
- •Stress Reaction and the General Adaption Syndrome (GAS)
- •Stress Factors (Stressors)
- •Physiological Stress Factors
- •External Physiological Factors
- •Internal Physiological Factors
- •Cognitive Stress Factors/Stressors
- •Non-professional Personal Factors/Stressors
- •Stress Table
- •Imaginary Stress (Anxiety)
- •Organizational Stress
- •Stress Effects
- •Coping with Stress
- •Coping with Stress on the Flight Deck
- •Stress Management Away from the Flight Deck
- •Stress Summary
- •Questions
- •Answers
- •Introduction
- •Basic Information Processing
- •Stimuli
- •Receptors and Sensory Memories/Stores
- •Attention
- •Perception
- •Perceived Mental Models
- •Three Dimensional Models
- •Short-term Memory (Working Memory)
- •Long-term Memory
- •Central Decision Maker and Response Selection
- •Motor Programmes (Skills)
- •Human Reliability, Errors and Their Generation
- •The Learning Process
- •Mental Schema
- •Questions
- •Answers
- •9 Behaviour and Motivation
- •An Introduction to Behaviour
- •Categories of Behaviour
- •Evaluating Data
- •Situational Awareness
- •Motivation
- •Questions
- •Answers
- •10 Cognition in Aviation
- •Cognition in Aviation
- •Visual Illusions
- •An Illusion of Movement
- •Other Sources of Illusions
- •Illusions When Taxiing
- •Illusions on Take-off
- •Illusions in the Cruise
- •Approach and Landing
- •Initial Judgement of Appropriate Glideslope
- •Maintenance of the Glideslope
- •Ground Proximity Judgements
- •Protective Measures against Illusions
- •Collision and the Retinal Image
- •Human Performance Cognition in Aviation
- •Special Situations
- •Spatial Orientation in Flight and the “Seat-of-the-pants”
- •Oculogravic and Oculogyral Illusions
- •Questions
- •Answers
- •11 Sleep and Fatigue
- •General
- •Biological Rhythms and Clocks
- •Body Temperature
- •Time of Day and Performance
- •Credit/Debit Systems
- •Measurement and Phases of Sleep
- •Age and Sleep
- •Naps and Microsleeps
- •Shift Work
- •Time Zone Crossing
- •Sleep Planning
- •Sleep Hygiene
- •Sleep and Alcohol
- •Sleep Disorders
- •Drugs and Sleep Management
- •Fatigue
- •Vigilance and Hypovigilance
- •Questions
- •Answers
- •12 Individual Differences and Interpersonal Relationships
- •Introduction
- •Personality
- •Interactive Style
- •The Individual’s Contribution within a Group
- •Cohesion
- •Group Decision Making
- •Improving Group Decision Making
- •Leadership
- •The Authority Gradient and Leadership Styles
- •Interacting with Other Agencies
- •Questions
- •Answers
- •13 Communication and Cooperation
- •Introduction
- •A Simple Communications Model
- •Types of Questions
- •Communications Concepts
- •Good Communications
- •Personal Communications
- •Cockpit Communications
- •Professional Languages
- •Metacommunications
- •Briefings
- •Communications to Achieve Coordination
- •Synchronization
- •Synergy in Joint Actions
- •Barriers to Crew Cooperation and Teamwork
- •Good Team Work
- •Summary
- •Miscommunication
- •Questions
- •Answers
- •14 Man and Machine
- •Introduction
- •The Conceptual Model
- •Software
- •Hardware and Automation
- •Intelligent Flight Decks
- •Colour Displays
- •System Active and Latent Failures/Errors
- •System Tolerance
- •Design-induced Errors
- •Questions
- •Answers
- •15 Decision Making and Risk
- •Introduction
- •The Mechanics of Decision Making
- •Standard Operating Procedures
- •Errors, Sources and Limits in the Decision-making Process
- •Personality Traits and Effective Crew Decision Making
- •Judgement Concept
- •Commitment
- •Questions
- •Answers
- •16 Human Factors Incident Reporting
- •Incident Reporting
- •Aeronautical Information Circulars
- •Staines Trident Accident 1972
- •17 Introduction to Crew Resource Management
- •Introduction
- •Communication
- •Hearing Versus Listening
- •Question Types
- •Methods of Communication
- •Communication Styles
- •Overload
- •Situational Awareness and Mental Models
- •Decision Making
- •Personality
- •Where We Focus Our Attention
- •How We Acquire Information
- •How We Make Decisions
- •How People Live
- •Behaviour
- •Modes of Behaviour
- •Team Skill
- •18 Specimen Questions
- •Answers to Specimen Papers
- •Revision Questions
- •Answers to Revision Questions
- •Specimen Examination Paper
- •Answers to Specimen Examination Paper
- •Explanations to Specimen Examination Paper
- •19 Glossary
- •Glossary of Terms
- •20 Index
Communication and Cooperation
Grammar
In professional languages, grammar is simplified and reduced to a small core of rules which will not necessarily comply with the language grammar.
Metacommunications
The term metacommunications covers all the varieties of expression, body language, facial gestures, tone and pitch of voice etc. which enable effective communication. It has been shown that over 80% of all communication is achieved by factors other than the actual words spoken.
Non-verbal Communications
It would be possible for two people to communicate without the use of a single word. Simple signs could get over the idea that one individual is hungry and would like to share the others’s food or by simulating shivering could show that he/she requires shelter or warmth.
Briefings
Briefings can be a powerful means of transferring information; if properly given they can be extremely effective. If badly given they may be of little use and may even hamper the transfer of the information. To be effective a good briefing should be:
SHORT |
Less than 10 ideas. Any more will either not be understood or items |
|
will be forgotten. It is better to split the briefing into sections and start |
|
again later if the standard version is too long. |
INDIVIDUAL |
For each flight. |
UNDERSTOOD |
By all crew members. A simple but well-understood plan of action, |
|
supported by all is preferable to a possibly brilliant but misunderstood |
|
plan. |
Note: During briefings the aircraft Commander should always emphasize those areas requiring crew cooperation.
Communications to Achieve Coordination
Coordination of action may be described as one of three types:
•Redundant Actions
There may be a strict duplication of actions to achieve a total result (redundant actions). This is an exceptional case where the Captain and Co-pilot carry out the same actions to achieve the same short-term effect. As an example, both pilots may use a flight control to avoid an obstacle. Communication is used to coordinate completion of the action.
•Coaction
Coaction requires less precise coordination. Individuals work in the same environment on the same ‘site’, share the same general objectives but are relatively independent in carrying out their actions. Coaction is most often seen in the relationship between the flight and cabin crew. Communications in this scenario mainly serve to maintain group solidarity. An example of this would be a Captain briefing his/her Cabin Crew prior to an announcement of a diversion or inclement weather. Coaction can be defined as working in parallel to a common goal.
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13 Communication and Cooperation
Cooperation and Communication 13
•General Cooperation
In most cases the two pilots’ actions are somewhat different, designed to develop synergy and manage resources. This type is the general cooperation when communications are used to achieve a common image of the situation and to synchronize future actions.
Synchronization
Synchronization may be subdivided into: Cognitive and Temporal Synchronization:
•Cognitive Synchronization
This is when the two participants attempt to maintain a common image of the situation through the use of briefings or checklists. This is essential for the monitoring of any changes to control modes or flight parameters and to follow the sequence of planned actions.
•Temporal Synchronization
Is necessary both to trigger simultaneous actions (start the clock at take-off on full power) and to initiate successive actions e.g. wait until passing a set height before starting the drills for dealing with an emergency shortly after take-off.
Synergy in Joint Actions
Past Attitudes
In the early days of aviation the ‘best’ pilot was the one who was most adroit and possessed the greatest experience and endurance. In those days the passion for flying and determination for technical progress justified individuals pushing themselves and their machines to the limits and even beyond. Numerous records were broken and early pilots became heroes until, generally, an accident put an end to their activities.
Present Attitudes
In modern airline operations safety is the main preoccupation and there is no longer any question of ‘do it at all costs’. On the contrary, pilots must now develop the wisdom and knowledge to divert where necessary, delay take-off, increase fuel carried etc. Individual skills are proving no longer sufficient to achieve the level of safety required. Team work must be the basis for both normal operations and for dealing with unexpected circumstances.
Synergy
Synergy is the term used to describe the state where the group performance exceeds the sum of the individual performances.
Expressed as a simple mathematical statement, considering a crew of two:
1 + 1 = > 2 |
Good Synergy |
Synergy is poor, or lacking altogether, when the group performance is less than the sum of individual performances.
1 + 1 = < 2 |
Poor Synergy |
To achieve good synergy we need to consider how to improve resources and make the maximum use of cooperation and communication.
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Communication and Cooperation 13
Barriers to Crew Cooperation and Teamwork
Just as there are rules that, if followed, will assist crew communications and cooperation there are factors that will hinder the establishment of good synergy.
Certain personality types or individuals with specific attitudes are not only likely to have poor communication skills but they are also likely to make poor judgements in a problem resolving situation.
There are five special types of attitude that have been shown to be a major contributing factor in the inability to satisfactorily cope with accident/incident scenarios and are therefore especially dangerous in flight:
•Anti-authority: ‘Don’t tell me what to do!’
•Impulsive: ‘We must do something quick!’
•Invulnerable: ‘That can’t happen to me’
• Macho: |
‘I’ll show them!’ |
• Resigned: ‘Too bad, there’s nothing more I can do’
Good Team Work
The essential conditions for good teamwork are:
•Team objectives are clearly understood by all members.
•All members are committed to the team objectives.
•Mutual trust is high.
•Support for one another is high.
•Communications are open and reliable - not guarded and cautious.
•Team members listen to one another; they understand and are understood.
•The team is self-controlling.
•Conflicts are accepted and worked through.
•Members’ abilities, knowledge and experience are fully used by the team.
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Communication and Cooperation
Summary
RULES TO IMPROVE CREW COOPERATION AND TEAMWORK
•Use a professional language.
•Respect the activities of others.
•Never abandon dialogue with other crew members to concentrate exclusively on dialogue with the machine.
•Use communication as a tool to mutual benefit.
•Comply with communication procedures (announcements of modes, altitudes etc. are the only guarantee that all the crew share the same model of the situation) and attempt to improve them.
Miscommunication
The following description of an accident caused by miscommunication is taken from The Private Pilot Manual published by Jeppesen Sanderson:
A Boeing 727-200 inadvertently landed with its gear retracted after the following miscommunication:
The First Officer, who was seated in the Captain’s seat, gave the order “gear down”.
The Captain, who was in the right seat and flying the aircraft, assumed the First Officer was stating that the gear was down.
The before-landing checklist was interrupted by a radio communication and never completed. The GPWS alerted the crew to “pull up”, due to the aircraft’s proximity to the ground with the gear retracted.
However, the Flight Engineer believed that the GPWS warning was caused by flaps not in the landing position. The Flight Engineer disengaged the GPWS system by pulling the circuit breaker and the warning was silenced.
When it was observed that the 727 was on final approach with the gear retracted, the Tower Controller radioed “go around” but used the wrong aircraft call sign.
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