- •Textbook Series
- •Contents
- •1 Basic Concepts
- •The History of Human Performance
- •The Relevance of Human Performance in Aviation
- •ICAO Requirement for the Study of Human Factors
- •The Pilot and Pilot Training
- •Aircraft Accident Statistics
- •Flight Safety
- •The Most Significant Flight Safety Equipment
- •Safety Culture
- •Reason’s Swiss Cheese Model
- •The Five Elements of Safety Culture
- •Flight Safety/Threat and Error Management
- •Threats
- •Errors
- •Undesired Aircraft States
- •Duties of Flight Crew
- •2 The Circulation System
- •Blood Circulation
- •The Blood
- •Composition of the Blood
- •Carriage of Carbon Dioxide
- •The Circulation System
- •What Can Go Wrong
- •System Failures
- •Factors Predisposing to Heart Attack
- •Insufficient Oxygen Carried
- •Carbon Monoxide
- •Smoking
- •Blood Pressure
- •Pressoreceptors and their Function Maintaining Blood Pressure
- •Function
- •Donating Blood and Aircrew
- •Pulmonary Embolism
- •Questions
- •Answers
- •3 Oxygen and Respiration
- •Oxygen Intake
- •Thresholds of Oxygen Requirements Summary
- •Hypoxic Hypoxia
- •Hypoxic Hypoxia Symptoms
- •Stages/Zones of Hypoxia
- •Factors Determining the Severity of and the Susceptibility to Hypoxic Hypoxia
- •Anaemic Hypoxia
- •Time of Useful Consciousness (TUC)
- •Times of Useful Consciousness at Various Altitudes
- •Effective Performance Time (EPT)
- •Hyperventilation
- •Symptoms of Hyperventilation
- •Hypoxia or Hyperventilation?
- •Cabin Pressurization
- •Cabin Decompression
- •Decompression Sickness (DCS)
- •DCS in Flight and Treatment
- •Questions
- •Answers
- •4 The Nervous System, Ear, Hearing and Balance
- •Introduction
- •The Nervous System
- •The Sense Organs
- •Audible Range of the Human Ear and Measurement of Sound
- •Hearing Impairment
- •The Ear and Balance
- •Problems of Balance and Disorientation
- •Somatogyral and Somatogravic Illusions
- •Alcohol and Flying
- •Motion Sickness
- •Coping with Motion Sickness
- •Questions
- •Answers
- •5 The Eye and Vision
- •Function and Structure
- •The Cornea
- •The Iris and Pupil
- •The Lens
- •The Retina
- •The Fovea and Visual Acuity
- •Light and Dark Adaptation
- •Night Vision
- •The Blind Spot
- •Stereopsis (Stereoscopic Vision)
- •Empty Visual Field Myopia
- •High Light Levels
- •Sunglasses
- •Eye Movement
- •Visual Defects
- •Use of Contact Lenses
- •Colour Vision
- •Colour Blindness
- •Vision and Speed
- •Monocular and Binocular Vision
- •Questions
- •Answers
- •6 Flying and Health
- •Flying and Health
- •Acceleration
- •G-forces
- •Effects of Positive G-force on the Human Body
- •Long Duration Negative G
- •Short Duration G-forces
- •Susceptibility and Tolerance to G-forces
- •Summary of G Tolerances
- •Barotrauma
- •Toxic Hazards
- •Body Mass Index (BMI)
- •Obesity
- •Losing Weight
- •Exercise
- •Nutrition and Food Hygiene
- •Fits
- •Faints
- •Alcohol and Alcoholism
- •Alcohol and Flying
- •Drugs and Flying
- •Psychiatric Illnesses
- •Diseases Spread by Animals and Insects
- •Sexually Transmitted Diseases
- •Personal Hygiene
- •Stroboscopic Effect
- •Radiation
- •Common Ailments and Fitness to Fly
- •Drugs and Self-medication
- •Anaesthetics and Analgesics
- •Symptoms in the Air
- •Questions
- •Answers
- •7 Stress
- •An Introduction to Stress
- •The Stress Model
- •Arousal and Performance
- •Stress Reaction and the General Adaption Syndrome (GAS)
- •Stress Factors (Stressors)
- •Physiological Stress Factors
- •External Physiological Factors
- •Internal Physiological Factors
- •Cognitive Stress Factors/Stressors
- •Non-professional Personal Factors/Stressors
- •Stress Table
- •Imaginary Stress (Anxiety)
- •Organizational Stress
- •Stress Effects
- •Coping with Stress
- •Coping with Stress on the Flight Deck
- •Stress Management Away from the Flight Deck
- •Stress Summary
- •Questions
- •Answers
- •Introduction
- •Basic Information Processing
- •Stimuli
- •Receptors and Sensory Memories/Stores
- •Attention
- •Perception
- •Perceived Mental Models
- •Three Dimensional Models
- •Short-term Memory (Working Memory)
- •Long-term Memory
- •Central Decision Maker and Response Selection
- •Motor Programmes (Skills)
- •Human Reliability, Errors and Their Generation
- •The Learning Process
- •Mental Schema
- •Questions
- •Answers
- •9 Behaviour and Motivation
- •An Introduction to Behaviour
- •Categories of Behaviour
- •Evaluating Data
- •Situational Awareness
- •Motivation
- •Questions
- •Answers
- •10 Cognition in Aviation
- •Cognition in Aviation
- •Visual Illusions
- •An Illusion of Movement
- •Other Sources of Illusions
- •Illusions When Taxiing
- •Illusions on Take-off
- •Illusions in the Cruise
- •Approach and Landing
- •Initial Judgement of Appropriate Glideslope
- •Maintenance of the Glideslope
- •Ground Proximity Judgements
- •Protective Measures against Illusions
- •Collision and the Retinal Image
- •Human Performance Cognition in Aviation
- •Special Situations
- •Spatial Orientation in Flight and the “Seat-of-the-pants”
- •Oculogravic and Oculogyral Illusions
- •Questions
- •Answers
- •11 Sleep and Fatigue
- •General
- •Biological Rhythms and Clocks
- •Body Temperature
- •Time of Day and Performance
- •Credit/Debit Systems
- •Measurement and Phases of Sleep
- •Age and Sleep
- •Naps and Microsleeps
- •Shift Work
- •Time Zone Crossing
- •Sleep Planning
- •Sleep Hygiene
- •Sleep and Alcohol
- •Sleep Disorders
- •Drugs and Sleep Management
- •Fatigue
- •Vigilance and Hypovigilance
- •Questions
- •Answers
- •12 Individual Differences and Interpersonal Relationships
- •Introduction
- •Personality
- •Interactive Style
- •The Individual’s Contribution within a Group
- •Cohesion
- •Group Decision Making
- •Improving Group Decision Making
- •Leadership
- •The Authority Gradient and Leadership Styles
- •Interacting with Other Agencies
- •Questions
- •Answers
- •13 Communication and Cooperation
- •Introduction
- •A Simple Communications Model
- •Types of Questions
- •Communications Concepts
- •Good Communications
- •Personal Communications
- •Cockpit Communications
- •Professional Languages
- •Metacommunications
- •Briefings
- •Communications to Achieve Coordination
- •Synchronization
- •Synergy in Joint Actions
- •Barriers to Crew Cooperation and Teamwork
- •Good Team Work
- •Summary
- •Miscommunication
- •Questions
- •Answers
- •14 Man and Machine
- •Introduction
- •The Conceptual Model
- •Software
- •Hardware and Automation
- •Intelligent Flight Decks
- •Colour Displays
- •System Active and Latent Failures/Errors
- •System Tolerance
- •Design-induced Errors
- •Questions
- •Answers
- •15 Decision Making and Risk
- •Introduction
- •The Mechanics of Decision Making
- •Standard Operating Procedures
- •Errors, Sources and Limits in the Decision-making Process
- •Personality Traits and Effective Crew Decision Making
- •Judgement Concept
- •Commitment
- •Questions
- •Answers
- •16 Human Factors Incident Reporting
- •Incident Reporting
- •Aeronautical Information Circulars
- •Staines Trident Accident 1972
- •17 Introduction to Crew Resource Management
- •Introduction
- •Communication
- •Hearing Versus Listening
- •Question Types
- •Methods of Communication
- •Communication Styles
- •Overload
- •Situational Awareness and Mental Models
- •Decision Making
- •Personality
- •Where We Focus Our Attention
- •How We Acquire Information
- •How We Make Decisions
- •How People Live
- •Behaviour
- •Modes of Behaviour
- •Team Skill
- •18 Specimen Questions
- •Answers to Specimen Papers
- •Revision Questions
- •Answers to Revision Questions
- •Specimen Examination Paper
- •Answers to Specimen Examination Paper
- •Explanations to Specimen Examination Paper
- •19 Glossary
- •Glossary of Terms
- •20 Index
Communication and Cooperation
Personal Space
In Western society we guard our personal space jealously - sitting or standing in close proximity to other than intimate friends unsettles us. If colleagues are sharing a desk, facing each other, they tend to resent spillover from their colleagues side into what they see as ‘their’ space and will move objects, openly or surreptitiously, back to the other side.
The side to side seating in the airline cockpit, rather than the front and back seating employed in some small aircraft, will still give each pilot his personal space. A panel of controls between the pilots will often increase the separation and maintain the concept of ‘our’ personal space.
The side by side seating may, however inhibit some aspects of communication and some pilots may find the space claustrophobic if the wall of instruments between the pilots takes up too much room.
Cockpit Communications
Introduction
Communication, whether direct or via computers, is the main tool used to ensure crew coordination. The early study of communications was limited to those points of interest to psychologists, linguistic experts and anthropologists. All of these studies have emphasized the need to train pilots in methods of communication in all situations by means of Crew Resource Management (CRM) and Line-Orientated Flight Training (LOFT) courses.
In more recent years, the intense automation of cockpits as well as the reduction in flight deck crew members has led to greater emphasis on the study of man-machine communications and communication via manuals, briefings, checklists, and announcements.
Communications are the vital interface between the various components of the SHELL model, whether the communication is between people or between the people and the machine. Poor communications are a factor in most system accidents/incidents whether the cause is human or technical.
Resources
Communication absorbs resources; we must be attentive to what we say and what we hear. Man’s resources however are limited and must be shared between current reasoning processes and actions. Consequently, communication efficiency is sensitive to variation in the workload and to interruptions.
Workload
An increased workload will tend to shorten communications and reduce the number of exchanges leading to an increased error rate. Communications can also cause distraction. If the pilot is carrying out a routine action then any communication could make him/her forget the action. This makes it vital that the person who has interrupted the pilot must remind the pilot of what he was doing before the interruption.
The reverse is also true; if the crew member one wishes to talk to is absorbed in a difficult task there is little chance he/she will understand what is said. If possible wait until the individual concerned has finished the task.
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13 Communication and Cooperation
Expectation
Expectation of communications has been a cause of a number of accidents. A typical example of this is when a crew expects their request to ATC to be “approved”. Should the content of the controller’s reply be clipped, unclear, too soft or spoken too quickly, there is the danger that the expected approval is assumed. Most such cases take place when shortage of time is an issue. This was one of a number of factors which led to the Tenerife disaster.
Interpersonal Differences
Personality and attitude may also act as a barrier to effective communication. An autocratic captain, a ‘chatty’ first officer, or a large age difference can all create an atmosphere prone to communication errors. As well as the words the tone and type of phrase used can also generate conflict.
Communications, and the quality of work, are the first to suffer from interhuman conflicts. Alternatively a change in tone and the creation of a warmer atmosphere are factors which tend to end conflicts. Speech is a multi-edged sword, sometimes improving synergy and sometimes a source of crisis.
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Intrapersonal Conflict
Intrapersonal conflict differs from interpersonal conflict in that intrapersonal is internal conflict within the individual him/herself. An example of this is the quandary a new co-pilot may experience when deciding whether or not to inform an irascible and senior captain of a flying error.
Conflict betweenVerbal Communication and Body Language
Confusion can be caused when the verbal information is at odds with body language. This tends to occur between differing cultures. An example might be a gentleman from India who shakes his head while giving verbal affirmation. Within his own culture the body language used emphasizes his words, but the mix when addressed to a Westerner may cause bewilderment.
Escalation of Conflict
Finally, it is important to remember that conflict tends to escalate. A small difference of opinion can build into a major personal confrontation which can, in extreme cases, turn to enmity and spread to other members of the crew. It is essential that intercrew conflict is knocked on the head early and turned into a an atmosphere of “contribution, collaboration and cooperation”.
Techniques for preventing or solving conflict include:
•Inquiry
Tactful inquiry should be used to clarify queries or overcome misunderstandings. The “open” question should be favoured since, in most cases, this leads to the most speedy clarification.
•Active Listening
Concentrate on what is being said to you. Don’t plan what you are going to say while the other person is still speaking. The transmitter may still be giving vital data. In ordinary conversation, it often provokes the other person to do likewise, and escalates, until both parties are virtually talking to themselves. Be prepared to change your viewpoint in light of what is being said to you.
It is also important to reassure and to signal to the transmitter that you are actively listening. Nothing is more discouraging than trying to communicate with someone who appears not
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to be listening. The normal human reaction is resentment which will only increase the level |
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of conflict. These reassuring signals can be either verbal or non-verbal (such as eye contact, |
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nodding, smiling). |
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If you are the recipient of a lengthy piece of information, there is a danger that your attention |
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may start to wander and, in order to retain active listening, the technique of “summarizing” |
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can be employed. Stop the flow of information by saying, for instance, “in summary are you |
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saying that ................. |
?” Thereby you are: |
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• Retaining your active listening |
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• Ensuring that you are understanding the information being passed |
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• Clarifying any misunderstandings |
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• Reassuring your crew member that you are still with him/her |
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• Advocacy |
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Advocacy is the argument for or against a cause. There is seldom call for advocacy in flight |
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other than to support a view of another member of the crew when reaching a group |
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decision. Tact and diplomacy should accompany advocacy and it may be used to clarify or |
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emphasize a point of view that has been offered. |
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• Feedback |
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Take the trouble to obtain feedback to ensure that what you are trying to communicate has |
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been fully understood. Feedback should also be volunteered if there is any possibility of a |
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• Metacommunication |
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Cooperation |
misunderstanding. |
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Tonal presentation or body language can go a long way to help defuse conflict. If a forceful |
and |
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point of view must be made, it may become more acceptable if it is accompanied with |
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Communication |
tactful or non-aggressive body language/tone of voice. |
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• Negotiation |
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Although negotiation is a tool for countering conflict on the ground it should rarely be used |
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in flight. Negotiation implies that gains are sought for concessions given. The role of the |
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Commander, should circumstances so dictate, is that of an arbitrator and not a negotiator. |
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He/she is responsible for an ultimate decision. |
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• Arbitration |
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Should there be conflict in the cockpit, it is the clear duty of the Commander to arbitrate. |
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Having made his/her decision, the reasons for coming to that decision should always be |
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communicated to the crew. If time does not permit this feedback in the air, the Commander |
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should ensure that the crew are informed of his/her reasons in a post-flight brief. |
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• Culture |
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Research into cultural aspects of aeronautics emphasized that the difference between pilots |
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belonging to different cultures depended very little on technical knowledge but far more on |
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communications and personal relationships. Some cultural differences with regard to face |
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saving, the role of gender and a background in a hierarchical society can hinder the passage |
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of effective information. An expression - and more commonly body signal/language - which |
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is quite acceptable in one culture can be deeply insulting or incomprehensible in another. |
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Communication and Cooperation
The Increased Importance ofVerbal Communications in the Cockpit
Since aircrew often sit side-by-side and facing forward, body language is severely curtailed. Therefore in the cockpit improved verbal communication techniques must make up for the deficiency. Thus:
•Greater care must be taken over the choice of words.
•Sentences should be shortened.
•Phrases should be simple and unambiguous.
•Information should be “parcelled” into one subject at a time.
•Words should be clearly annunciated.
•Speech should be slightly slower than normal.
•A response must be expected and given to confirm that the information has been received correctly.
Examples of Cockpit Miscommunication
Some classic examples of miscommunication in the cockpit are listed below:
Statement |
Interpretation |
“Back - on the power” |
“Back on - the power” |
“Take-Off Power” |
“Take off power” |
“Feather Four” |
“Feather (all) four” |
“Feather One” |
Which one? |
“Cheer up” |
“Gear up” |
Professional Languages
Introduction
Professionals in any field use technical languages which are much less subject to ambiguity and are more economical when communicating amongst themselves. Without a professional language there would be chaos in such fields as medicine, where worldwide acceptance of Latin names for parts of the body is the norm.
Vocabulary
An analysis of the messages transmitted by air traffic controllers shows that the total vocabulary used is less than 500 words. The meanings of words used can be unusual in general language or not even part of normal vocabulary. The context in which the words are used makes them unambiguous. For example the word ‘pressure’ could have very different meaning to a psychiatrist, a family doctor, a meteorologist or an engineer. The context however will leave little room for doubt. If a surgeon asks the anaesthetist for the pressure he will be given the systolic and diastolic blood pressure in mm Hg, not the atmospheric pressure in hectopascals.
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